SIE (Securities Industry Essentials) Requirements & Prerequisites
Everything you need to know before registering for the SIE (Securities Industry Essentials) — eligibility, cost, format, and what to expect on exam day.
Cost
$80
Provider
FINRA
Validity
4 years
Available
USA
Education
Check official exam requirements
Experience
6-12 months of relevant experience recommended
Specific Requirements
- No formal prerequisites — open to all candidates
- Recommended: some hands-on experience
Number of Questions
60-90 questions
Duration
90-130 minutes
Question Format
Multiple choice, some performance-based
Passing Requirement
Passing required (~74% average pass rate)
Visit the official FINRA certification page
Create an account and select your exam
Choose a test center or online proctoring option
Pay the exam fee and schedule your date
- Two forms of valid ID (one government-issued with photo)
- Appointment confirmation email
- For online proctoring: webcam, microphone, clean desk, stable internet
What are the prerequisites for the SIE (Securities Industry Essentials)?
No formal prerequisites — open to all candidates. Recommended: some hands-on experience.
How much does the SIE (Securities Industry Essentials) cost?
The SIE (Securities Industry Essentials) exam costs $80. This includes the exam fee only — study materials are additional.
How do I register for the SIE (Securities Industry Essentials)?
Visit the official FINRA certification page → Create an account and select your exam → Choose a test center or online proctoring option → Pay the exam fee and schedule your date
What should I bring to the SIE (Securities Industry Essentials)?
Two forms of valid ID (one government-issued with photo). Appointment confirmation email. For online proctoring: webcam, microphone, clean desk, stable internet.
Ready to prepare for SIE (Securities Industry Essentials)?
Get the complete exam guide with study plan, tips, and practice questions.
View SIE (Securities Industry Essentials) Guide