Requirements & Prerequisites

Series 63 (Uniform Securities Agent) Requirements & Prerequisites

Everything you need to know before registering for the Series 63 (Uniform Securities Agent) — eligibility, cost, format, and what to expect on exam day.

Cost

$147

Provider

NASAA/FINRA

Validity

Ongoing

Available

USA

Prerequisites & Eligibility

Education

Check official exam requirements

Experience

6-12 months of relevant experience recommended

Specific Requirements

  • No formal prerequisites — open to all candidates
  • Recommended: some hands-on experience
Exam Format

Number of Questions

60-90 questions

Duration

90-130 minutes

Question Format

Multiple choice, some performance-based

Passing Requirement

Passing required (~80% average pass rate)

Difficulty: MediumSalary Impact: Required for state registration
How to Register
1

Visit the official NASAA/FINRA certification page

2

Create an account and select your exam

3

Choose a test center or online proctoring option

4

Pay the exam fee and schedule your date

What to Bring on Exam Day
  • Two forms of valid ID (one government-issued with photo)
  • Appointment confirmation email
  • For online proctoring: webcam, microphone, clean desk, stable internet
Frequently Asked Questions

What are the prerequisites for the Series 63 (Uniform Securities Agent)?

No formal prerequisites — open to all candidates. Recommended: some hands-on experience.

How much does the Series 63 (Uniform Securities Agent) cost?

The Series 63 (Uniform Securities Agent) exam costs $147. This includes the exam fee only — study materials are additional.

How do I register for the Series 63 (Uniform Securities Agent)?

Visit the official NASAA/FINRA certification page → Create an account and select your exam → Choose a test center or online proctoring option → Pay the exam fee and schedule your date

What should I bring to the Series 63 (Uniform Securities Agent)?

Two forms of valid ID (one government-issued with photo). Appointment confirmation email. For online proctoring: webcam, microphone, clean desk, stable internet.

Ready to prepare for Series 63 (Uniform Securities Agent)?

Get the complete exam guide with study plan, tips, and practice questions.

View Series 63 (Uniform Securities Agent) Guide